Friday, May 22, 2020

Group Capital A Registered Broker Dealer And Financial...

Group Capital is a registered broker-dealer with Financial Industry Regulatory Authority and the Securities (FINRA) and Exchange Commission (SEC) in Clarks Summit, Pennsylvania. Licensed to conduct securities business in fifty states and the surrounding territories, Group Capital provides accredited investors the opportunity to purchase shares of private companies employing equity-based crowdfunding. Founded in 2013, they anticipate disrupting the method small enterprises access capital using the Jumpstart Our Business Startups Act. Group Capital’s mission is to broaden the finance options beyond the traditional model (banks) and provide access to a diverse offering of financial products and services. Their financing options may aid an existing business to scale or support a startup fund their innovative idea. The banking industry focuses less on small business lending. For banks, lending to small businesses, in small dollar amounts, can be expensive and risky. These lo wer dollar loans are imperative for startups and small businesses. Group Capital will facilitate investor transactions via one of their branded websites. Kotler Keller (2012) explored the obligation to be customer centric and mature together with clients. Group Capital strives to deliver these values to our distinct constituency due to securities industry regulations. They conducted a Prizm segment explorer to understand better the makeup and characteristics of their target market. GroupShow MoreRelatedGroup Capital : Company And Personnel2162 Words   |  9 PagesGroup Capital: Company and Personnel In an innovative culture, a firm discovers a market void, develops a product or service to fill the gap, and capitalizes on current and future opportunities. Due to market conditions after the Great Recession of 2008, entrepreneur struggled to obtain access to capital and investor tired of less than idyllic returns in their investment portfolio. However, equity crowdfunding offers an innovative approach to a common problem while providing an opportunity toRead MoreFinancial Analysis And Funding Plan1011 Words   |  5 PagesGroup Capital: Financial Analysis Funding Plan Since the economic crisis of 2008 and the collapse of financial institutions, entrepreneurs are clamoring for alternative financing choices and investors yearn for investment options with the potential for greater returns. With this in mind, the President and Congress enacted the Jumpstart Our Business Startups (JOBS) Act of 2012 to grow entrepreneurship and provide investors with opportunities to fund private companies in exchange for equity. TheRead MoreCrowdfunding Industry : An Attractive Option For Investors And Entrepreneurs896 Words   |  4 PagesIntroduction The crowdfunding industry has emerged as an attractive option for investors and entrepreneurs. Group Capital, a Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) registered broker-dealer, recognized the growth opportunity and planned to leverage the equity crowdfunding phenomenon. As an illustration, the 2009 revenue was $530 million and over the past six years emerged as a $34 billion industry (2015 CF-The Crowdfunding Industry Report, n.d.). TheRead MoreScope Of A New Product Or Service You Can Make It Good, Fast, Or Cheap? Essay856 Words   |  4 Pagesthe United States is less than a decade old and remain in the infancy of its development. Group Capital, a Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) registered equity crowdfunding broker-dealer, can glean vital information from the existing financial services model. The challenge is to evolve from the current scheme and develop an inn ovative process. Group Capital’s business evolution can be better understood by managing and balancing the time-scope-costRead MoreHedge Funds : Hedge Fund Essay1895 Words   |  8 Pagessame trading reporting and record keeping requirements as other investors in publicly traded securities. They are also responsible for additional restrictions and regulations. That includes a limit on the number and types of investors that each fund may have. They are restricted under a Regulation D which is under the Securities Act of 1933. Under that regulation, hedge funds are restricted to rising capital only in non-public offerings only from â€Å"accredited investors† and are restricted to individualsRead MoreRoester Capital Company2937 Words   |  12 Pagesclients and meet their investment objectives 4. To identify and manage risk that affects our client’s portfolios 1.2 Mission Roesler Capital’s mission is to provide professional asset management for all of our clients. We aim to analyze our client’s financial situation to provide them with the proper information, services, and products to match their investment goals. We deliver to our clients the highest possible return for their given level of risk. We are committed to maintaining the highest ethicsRead MoreMadoff Scandal6132 Words   |  25 Pagesinvestment savvy individuals that Madoff associated with. Bernard Madoff is a former financier, American hedge-fund investment manager, chairman of the NASDAQ (National Association of Securities Dealers Automated Quotations) stock exchange, and chairman of the firm Bernard L. Madoff Investment Securities LLC. He is the main conspirator of the history’s largest investor fraud committed by a single person. As a result of his act, Madoff was sentenced on June 29th, 2009 to 150 years in prisonRead MoreThe Finance Options Beyond The Traditional Model And Our Business Development Plan2823 Words   |  12 PagesIntroduction At Group Capital our mission is to broaden the finance options beyond the traditional model and our business development plan focuses on building the infrastructure, systems, processes, and economies of scale to achieve success. Group Capital, a Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) registered equity crowdfunding broker-dealer, will focus on service development, management information systems, and information technology requirementsRead MoreSingle vs Multiple Financial Regulators12736 Words   |  51 PagesSINGLE Vs. MULTIPLE FINANCIAL REGULATORS An analysis of the financial regulatory systems followed around the world By: Sudharsan S Sandeep Kumar Natharali Razvi Vijay PJ Natarajan P Neeraj Kannoth (118) (110) (32) (59) (31) (106) INTRODUCTION Financial systems and financial regulators are entities setup by the government of a country to ensure the availability and flow of financial resources in a fair and lawful manner without exploitation or monopolization of the resource by individualsRead MoreEssay The Madoff Ponzi Scheme3338 Words   |  14 Pagesbegan his career as an investment broker in 1960, where he legally bought and sold over-the-counter stocks not listed on the New York Stock Exchange (NYSE). From the 1960’s through the 1990’s, Madoff’s success and business grew substantially, mainly from a closed circle of known investors and friends through word of mouth. In the 1990’s Bernard L. Madoff Investment Securities traded up to 10 percent of the NASDAQ on any given day. With the success of the securities business, Madoff started an illegal

No comments:

Post a Comment

Note: Only a member of this blog may post a comment.